IA-01
Working Paper File Management Kit
Organise the audit file from day one: a file index, referencing rules and a single correspondence log.
Twelve kits that cover the internal audit file from opening to closing. Filter by section or by engagement type.
6 kits
IA-01
Organise the audit file from day one: a file index, referencing rules and a single correspondence log.
IA-02
Accept the client and contract with confidence: acceptance assessment, conflict check, engagement letter, independence and fees.
IA-03
A ready structure for the client's permanent file and the register of laws and regulations that apply to it.
IA-04
Build a risk-based annual audit plan ready for Audit Committee approval.
IA-05
Plan each engagement: scope, risks, fraud, time budget and the document request list.
IA-12
Review file quality, then close and archive the file with a record of retention and client data handling.