IA-06
Process Understanding and Control Assessment Kit (RCM)
Understand and document the process, then build the risk and control matrix and the audit program.
Assurance kits
Twelve kits that cover the internal audit file from opening to closing. Filter by section or by engagement type.
5 kits
IA-07
Controls Testing and Fieldwork Kit
Test controls with documented samples and results a reviewer can follow.
IA-08
IT General Controls Review Kit (ITGC)
Review IT and cybersecurity controls with templates referenced to the NCA Essential Cybersecurity Controls (ECC).
IA-09
Findings and Reporting Kit
Rate findings, write them clearly and issue a report for management and the Audit Committee.
IA-10
Follow-up and Audit Committee Reporting Kit
Track recommendations to closure and give the Audit Committee periodic reports and KPIs.